Compliance E-Guide
Affirmative Action Americans With Disabilities Appraisals Bank Bribery Act Bank Secrecy Act Bank Secrecy Act_TEST Bankruptcy Board Governance Bylaws Certificates of Indebtedness Charitable Contributions Check 21 Children's Online Privacy Protection Act - COPPA Community Development Revolving Loan Program Conflicts Of Interest Credit Practices Rule Credit Risk Retention Credit Union Service Organizations (CUSOs) Cybersecurity Derivatives Disaster Recovery Due Diligence Reviews Elder Financial Abuse Electronic Fund Transfers - Regulation E Electronic Signatures Eligible Obligations Equal Credit Opportunity - REG B Examinations Expedited Funds Availability Act - REG CC Fair Credit Reporting Act Fair Debt Collection Practices Act Fair Housing Act Fair Labor Standards Act FATCA Fidelity Bonds Field Of Membership Fixed Assets Flood Insurance FOM Summary July 2015 Foreign Branching Garnishments (Federal Benefit Payments) Health Savings Accounts History of Federal Income Tax Exemption Holder In Due Course Rule Home Mortgage Disclosure Act - REG C Home Ownership Counseling Notification Identity Theft Incidental Powers Individual Development Accounts - IDAs Individual Retirement Accounts (IRAs) Interchange Fees And Routing Internet Gambling Investments - NCUA Part 703 IRS Reporting – 1098-E Student Loan Interest Statement IRS Reporting – Form 1099-INT Interest Reporting IRS Reporting - Form W-9 - Request For Taxpayer Identification Number And Certification IRS Reporting 1098 Mortgage Interest IRS Reporting Form 1099-C Discharge Of Indebtedness IRS Reporting Non-Resident Alien Reporting–Forms W-8BEN and 1042-S (also see E-guide section for FATCA) IRS REPORTING–1099-MISC,Miscellaneous Income IRS Reporting-Form 990,Return of Organization Exempt from Income Tax IRS Small Business Health Care Tax Credit IRS Summons And Levies J-Regulation J - Collection of Checks or Funds Transfer Through Fedwire Leasing - REG M Liquidity Loan Participations Management Interlocks Margin Loans - REG U Member Business Loans Mergers Military Lending Act Mortgage Loan Originator Registration (SAFE Act) NCUA - Private Student Loans NCUA Lending Non-Member Services Office Of Foreign Assets Control (OFAC) Privacy Private Mortgage Insurance Private Student Loans Prompt Corrective Action Real Estate Settlement Procedures Reclamations Record Retention-NCUA Records Preservation Program Regulation J-Collection of Checks-Funds Transfers Through Fedwire Remittance Transfers (Regulation E) Reserve Requirements (Regulation D) Right To Financial Privacy Act Security Program-Security Of Member Information Service Members Civil Relief Act Service to the Under-Served Share Insurance Signature Guarantee Programs Small Business Administration (SBA) Loans Social Security Funds Usage SPAM e-MAIL State Chartered Credit Unions Statutory Lien Supervisory Committee Tax Exemption History Telemarketing Truth In Lending - REG Z Truth In Savings Unfair, Deceptive, or Abusive Acts or Practices (UDAAP)
Compliance Acronyms
Compliance Acronym List

Regulatory Agencies


Americans with Disabilities Act (ADA), U.S. Department of Justice 


Consumer Financial Protection Bureau 


Department of Justice 

Department of Labor   

Federal Reserve Board 

Federal Trade Commission (FTC) 

FinCEN- Financial Crimes Enforcement Network

  • Financial Crimes Enforcement Network home page
  • FinCEN Regulatory Helpline (for compliance questions):1-800-949-2732
  • FinCEN Financial Institutions Hotline (to report suspicious transactions that may relate to terrorist activity against the U.S.): 1-866-556-3974








NACHA- [Not an agency, but a helpful resource] 





National Flood Insurance Program 

NMLS- National Mortgage Licensing System and Registry

OFAC- Office of Foreign Assets Control


State Financial Services Agencies 




Jared IhrigChief Compliance Officer
800-356-9655 ext. 6732

Mike McLain Senior Federal Compliance Counsel, Regulatory Affairs
800-356-9655 ext. 4185

Valerie Moss Senior Director of Compliance Analysis, Regulatory Affairs
800-356-9655 ext. 6741

Colleen Kelly Senior Federal Compliance Counsel, Regulatory Affairs
800-356-9655 ext. 6739

Whitney Nicholas Senior Federal Compliance Counsel, Regulatory Affairs
800-356-9655 ext. 6702

Michael Christians Senior Federal Compliance Counsel, Regulatory Affairs
800-356-9655 ext. 6797

Nancy DeGrandi Manager, Federal Compliance Info & Research, Regulatory Affairs
800-356-9655 ext. 6719

Kathy Smith Instructional Design Manager, Compliance
800-356-9655 ext. 4345

Tracy Blaske Director of Compliance Education
800-356-9655 ext. 4030

Melisa Kallestad Instructional Design Manager, Compliance
800-356-9655 ext. 4069

Jackie Ekdahl Executive Assistant to the Chief Compliance Officer
800-356-9655 ext. 6735 

League Compliance Contacts
CUNA Community Credit Union Conference and The Federation 2016 Annual Conference
696 x 574 GameChange Bottom Theater