CUNA Regulatory Compliance Introduction eSchool

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ESRCI13

Feb. 6, 2013 

Gain a solid understanding of the regulations affecting your credit unions operations and the requirements to stay in compliance. This eSchool covers the regulations contained in the RegTraC modules. As part of your tuition, you will receive all five RegTraC modules if you enroll in the entire Introduction eSchool or the individual modules that are covered in any individual sessions you enroll in. The RegTraC modules will be provided in PDF format. These sessions will include virtual class time, as well as pre-work and post-work assignments to be done on your own. You will learn the important aspects of each regulation to help you prepare for the proctored exams to earn the Credit Union Compliance Expert (CUCE) designation. Testers will be required to schedule a testing time with an approved proctor and order their exam. Complete instructions on the testing process can be found below and will also be included as a handout for each session.

 

IMPORTANT 2013 EXAM INFORMATION  * The 2013 proctored exam window begins April 15th and ends May 17th. * Exams can only be taken during this exam window. * It is important to locate a proctor within your area and schedule the five exams in advance, please see deadline information below.

Steps to Proctored Exam:

  • REGISTER for CUNA Regulatory Compliance Introduction eSchool.
  • LOCATE a proctor in your area (proctor must be available during exam window). For more information on proctor guidelines, please click here.
  • SCHEDULE all five exams - exam window April 15th-May 17th.
  • SUBMIT the Proctored Exam Request form between Wednesday February 6-15.
  • ATTEND CUNA Regulatory Compliance Introduction eSchool sessions.
  • TAKE the five proctored exams between April 15th - May 17th. If you have further questions about the exam process, please contact training@cuna.coop or 800-356-9655, ext. 4249.

Who Should Attend

This eSchool is beneficial to compliance staff or anyone interested in an in-depth study of the regulations affecting credit union operations, as well as credit union staff wanting to earn the Credit Union Compliance Expert (CUCE) designation. Affiliation with CUNA/League is required for attendance.

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ESRCI13

Feb. 6, 2013 

Class 1: February 6, 2013 & Class 2: February 13, 2013

Deposit Account Regulations

  • Law of Checks - UCC 3 & 4
  • Regulation CC - Availability of Funds and Collection of Checks
  • Regulation E - Electronic Funds Transfer Act
  • Truth in Savings Act
  • Regulation D - Reserve Requirements of Depository Institutions
  • Regulation J and UCC Article 4A - Funds Transfers
Class 3: February 20, 2013 & Class 4: February 27, 2013

General Operations Regulations

  • Bank Secrecy Act
  • Right to Financial Privacy Act
  • IRS Information & Reporting
  • NCUA Privacy Regulations
  • Office of Foreign Assets Control
  • Electronic Signatures in the Global and National Commerce Act
  • Bank Bribery Act
Class 5: March 6, 2013 & Class 6: March 13, 2013

Consumer Lending Regulations

  • Regulation Z - Truth in Lending
  • Regulation B - Equal Credit Opportunity Act
  • Servicemembers Civil Relief Act
  • Fair Credit Reporting Act
  • Fair Debt Collection Practices Act
  • NCUA Business Lending Regulation
  • Primary NCUA Lending Regulations
  • UCC 9
Class 7: March 20, 2013 & Class 8: March 27, 2013

Mortgage Lending Regulations

  • Real Estate Settlement Procedures Act
  • Home Mortgage Disclosure Act
  • Fair Housing Act
  • Flood Disaster Protection Act
  • Homeowner's Protection Act
  • Secondary Mortgage Markets
  • SAFE Act - Mortgage Lending Staff Registration
Class 9: April 3, 2013 & Class 10: April 10, 2013

NCUA Requirements & Guidance

  • Gain an overview of NCUA
  • Explore federal share insurance
  • Examine management issues
  • Learn about field of membership
  • Identify supervisory committee issues
  • Learn about Credit Union Service Organizations (CUSOs)
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ESRCI13

Feb. 6, 2013 

Bill Klewin

Bill is director, Regulatory Compliance in the Lending Solutions area of the CUNA Mutual Group in Madison, Wisconsin. In that role, he is responsible for consumer regulatory compliance for LOANLINER, loanliner.com, and other products.

 

Bill is nationally known for his expertise in consumer lending and operations. He is recognized as the nation's expert on open-end multi-featured lending. He has spoken at numerous conferences focusing on credit union and financial institution issues, was a main teacher in a team chosen by the NCUA to train state and federal examiners in consumer lending, and is a regular contributor and columnist in various publications on lending related issues.

 

Bill joined CUNA Mutual in 1986 as assistant counsel and has held various positions in CUNA Mutual's Legal Department and business areas. Before joining CUNA Mutual, Bill maintained a private practice, concentrating on commercial and business law.

 

He graduated magna cum laude from the University of Wisconsin in 1978 with a BA in History and received his Juris Doctor in 1981. He is a member of both the Wisconsin and American Bar Associations.

 

Bill served for 11 years on the board of directors of a Madison based credit union, including two years as chair of the board.

 

The CUNA Mutual Group is headquartered at the Credit Union Center in Madison, Wisconsin, and provides insurance and financial services to credit unions and their members throughout the world.

 

Tyler Parker

Tyler is a nationally recognized speaker on financial institution operational and compliance topics, who over the last 20 years has taught compliance programs for 45 Credit Union Leagues, the Credit Union National Association (CUNA), the National Credit Union Administration (NCUA) and numerous credit unions and financial institutions.

 

David Reed

Attorney, author, consultant and nationally recognized speaker, David is a partner in the law firm of Reed and Jolly, PLLC and founder of CU Doctor, a full service credit union consulting practice. Through Reed and Jolly, David provides guidance to credit unions concerning a variety of matters including the establishment and revision of credit union policies and procedures, organizational compliance, collections, security, contractual agreements, regulatory matters and corporate governance.

 

David is particularly noted as an expert in the areas of credit union operations, bankruptcy and collections. He has been selected to train NCUA Field Examination and Audit Staff on numerous issues including ID Theft Red Flags, S.A.F.E Act, Third Party Contract Management and Bankruptcy matters.

 

Kristen Tatlock, CUCE

Kristen is Vice President of COMPASS 4 CUs, LLC, a credit union service organization owned by Belvoir FCU, where Kristen serves as senior compliance officer. COMPASS specializes in providing compliance and regulatory assistance to credit unions of all sizes. Kristen began her career with COMPASS in February 2011. Prior to joining the COMPASS team, she was the compliance and regulatory affairs director for the Virginia Credit Union League for more than 20 years. Kristen was responsible for providing compliance assistance to credit unions through publications, training and direct contacts. She developed all of the compliance training programs used by league staff and served as the liaison to the league's Regulatory Response Committee and Resolutions Committee.

 

Kristen is a CUNA certified Credit Union Compliance Expert (CUCE) and a certified Bank Secrecy Act Compliance Specialist (BSACS). She has presented programs for CUNA's national Regulatory Compliance Schools, as well as the Delaware, Georgia, Kentucky, Montana, North Carolina, Ohio, South Carolina and Virginia Leagues.

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ESRCI13

Feb. 6, 2013 

Recorded Event

All live event registrations include credit union access to the recorded event. You may also purchase the recorded event separately. Click here to see more about purchasing the recorded event. Recorded events can be accessed by anyone at a registered credit union through My Programs.

 

Sessions

Only interested in a specific topic? Select individual sessions are available as webinars for $219-$438 each.

 

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ESRCI13

Feb. 6, 2013 

To provide more credit union staff the opportunity to hear detailed information regarding their credit union duties, CUNA adapts many of its face-to-face schools into eSchools. Just like face-to-face classes, CUNA eSchools allow attendees to see and hear a presentation, ask questions of the speaker and refer to handouts. With topics spanning all credit unions business areas, CUNA Training Bundle affordably provides unlimited access to all CUNA webinars, eSchools and audio conferences for all staff, managers and board members.

Registration includes credit union access to the recorded event through My Programs.

Connecting to Your eSchool

CUNA webinars use Adobe Connect to provide an interactive and convenient online learning environment. Whether you are a first-time Adobe Connect user, or simply need a refresher, take a short tour. You'll learn how to effectively interact with the speakers and your peers during eschools.

You need a phone and computer with Internet connection. Event connection details will be emailed to registered attendees 24-48 hours prior to the event. If you register for an event on the day it is being held, please call 800-356-9655, ext. 4249 or email for assistance.

Recorded Event

All registrations include credit union access to a recording of this event. Recorded events are available within 48 hours of the live event. Recorded events can be accessed by logging into My Programs using your CUNA website username and password.

Discounts

Discounts may apply. Your final price will be visible at checkout. Only one discount available per registration.

100% Guarantee

CUNA is committed to providing a quality learning experience. If for some reason you are not fully satisfied, contact us and we'll provide you a full tuition refund or credit.

Cancellations

The last day for cancellations was January 29, 2013. Substitutions are accepted anytime prior to January 30, 2013 at no additional cost. Simply fax event and contact information, listing the new participant and who they will be replacing.
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