This recorded event is available until June 30, 2013.

 

The completion and filing of Currency Transaction Reports, Suspicious Activity Reports and Designation of Exempt Persons Forms is very important. A credit union's front line employees are most affected by BSA compliance issues, particularly completing Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs). Since there are severe monetary penalties for late and incomplete or inaccurate forms, it is vital that employees know what information is needed and how to complete the required BSA forms correctly. In this session, we'll discuss the most pertinent information required on the forms and the most common mistakes being made on CTRs and SARs.

 

During this webinar you will learn about the following topics:

CTRs

• Whose information goes where
• What information MUST be obtained
• What transactions are reportable

SARs

• What is suspicious activity
• Classifying activity correctly
• Writing adequate narratives

Designation of Exempt Persons

• What entities are automatically exempt
• What entities can be exempt
• What entities are prohibited from being exempt

Who Should Attend

This webinar was designed for credit union frontline and back office employees. Affiliation with CUNA/League is required for attendance.

 

Kristen Tatlock, CUCE

Kristen is vice president of COMPASS 4 CUs, LLC, a credit union service organization owned by Belvoir FCU, where Kristen serves as senior compliance officer. COMPASS specializes in providing compliance and regulatory assistance to credit unions of all sizes. Kristen began her career with COMPASS in February 2011. Prior to joining the COMPASS team, she was the compliance and regulatory affairs director for the Virginia Credit Union League for more than 20 years. Kristen was responsible for providing compliance assistance to credit unions through publications, training and direct contacts. She developed all of the compliance training programs used by league staff and served as the liaison to the league's Regulatory Response Committee and Resolutions Committee.

 

Kristen is a CUNA certified Credit Union Compliance Expert (CUCE) and a certified Bank Secrecy Act Compliance Specialist (BSACS). She has presented programs for CUNA's national Regulatory Compliance Schools, as well as the Delaware, Georgia, Kentucky, Montana, North Carolina, Ohio, South Carolina and Virginia Leagues.

Live Session

This is a recording of an event held July 12, 2012. View upcoming events.

CUNA is a leading provider of webinars to the credit union movement. CUNA recorded events allow you to see and hear a presentation and refer to handouts. Attendees also have access to the speaker contact information for asking questions. With topics spanning all credit unions business areas, CUNA Training Bundle provides unlimited access to all live and recorded CUNA webinars, eSchools and audio conferences for all staff, managers and board members.

Accessing Your Recorded Event

You need a computer with Internet connection to participate.

Recorded events are available within 48 hours of the live event. Recorded events can be accessed by anyone at your credit union by logging into My Programs using your CUNA website username and password.

Discounts

Discounts may apply. Your final price will be visible at checkout. Only one discount available per registration.

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Cancellations

After registration, recorded events can be accessed by anyone at your credit union by logging into My Programs using your CUNA website username and password. Recorded events are available within 48 hours of the live event.