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2003 Regulatory Compliance Schools
2003 Compliance Fundamentals Seminar Topics & Objectives and Schedule
This two-day seminar provides a good foundation of compliance issues for those new to compliance and provides an overview of regulations in a clear, simplified way. The seminar may be taken alone, but is a perfect match for those beginning in compliance when taken with the Regulatory Compliance School: Introduction
| Saturday | |
| 8:45-9:00 | Orientation/Registration |
| 9:00-12:00 | Regs A to Z |
| 12:00-1:15 | Box Lunch Provided |
| 1:15-4:00 | Regs A to Z (continued) |
| Sunday | |
| 9:00-12:00 | Regs A to Z (continued) |
| 12:00-1:15 | Box Lunch Provided |
| 1:15-4:00 | Successful Compliance Program Management |
Regulatory Compliance School: Introduction
Schedule at a Glance
| Sunday | |
| 1:15-4:00 | (Optional Session) Successful Compliance Program Management |
| 5:30-6:30 | Registration |
| 6:00-7:30 | Welcome Reception |
| Monday | |
| 8:00-8:15 | Orientation |
| 8:15-11:45 | Mortgage Lending Regulations |
| 11:45-1:00 | Lunch Provided |
| 1:00-4:00 | Mortgage Lending Regulations (continued) |
| 4:00-5:00 | Study Session (optional) |
| 6:00-7:30 | Mortgage Lending Regulations Exam (Optional) |
| Tuesday | |
| 8:00-11:45 | Consumer Lending Regulations |
| 11:45-1:00 | Lunch on Your Own |
| 1:00-4:00 | Consumer Lending Regulations (continued) |
| 4:00-5:00 | Study Session (optional) |
| 6:00-7:30 | Consumer Lending Regulations Exam (Optional) |
| Wednesday | |
| 8:00-11:45 | NCUA Requirements and Guidance |
| 11:45-1:00 | Lunch on Your Own |
| 1:00-4:00 | NCUA Requirements and Guidance (continued) |
| 4:00-5:00 | Study Session (optional) |
| 6:00-7:30 | NCUA Requirements and Guidance Exam (Optional) |
| Thursday | |
| 8:00-11:45 | Deposit Account Regulations |
| 11:45-1:00 | Lunch on Your Own |
| 1:00-4:00 | Deposit Account Regulations (continued) |
| 4:00-5:00 | Study Session (optional) |
| 6:00-7:30 | Deposit Account Regulations Exam (Optional) |
| Friday | |
| 8:00-11:45 | General Operations Regulations |
| 11:45-1:00 | Lunch on Your Own |
| 1:00-2:30 | General Operations Regulations Exam (Optional) |
Regulatory Compliance School: Update
Schedule at a Glance
| Sunday | |
| 1:15-4:00 | (Optional Session) Successful Compliance Program Management |
| 5:30-6:30 | Registration |
| 6:00-7:30 | Welcome Reception |
| Monday | |
| 8:15-8:30 | Orientation |
| 8:30-12:00 | Lending Issues |
| 1:15-3:00 | Lending Issues |
| 3:00-4:30 | Case Studies |
| Tuesday | |
| 8:30-12:00 | Current Compliance Challenges! |
| 12:00-1:15 | Lunch on your own |
| 1:15-3:00 | Current Compliance Challenges! |
| 3:00-5:00 | RegTraC Recertification Study Session (optional) |
| 5:30-7:00 | *Recertification Exam (optional) |
| Wednesday | |
| 8:30-12:00 | Deposit Account Issues |
| 12:00-1:15 | Lunch on your own |
| 1:15-3:00 | Operational Issues |
| 3:00-4:30 | Case Studies |
| Thursday | |
| 8:30-11:00 | The Rest of the Story |
| 11:00-11:30 | Case History of Mock Trial |
| 11:30-12:45 | Lunch on your own |
| 12:45-3:00 | Mock Trial Wrap-up Evaluations Certificates Have a safe trip home! |
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CUNA Center for Professional Development is committed to providing a quality learning experience with cutting-edge topics and expert instructors. If for some reason you are not fully satisfied, contact us and we'll provide you a full tuition refund or credit.
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