CUNA Regulatory Compliance eSchool: Introduction

September 25–November 27, 2012
Ten classroom sessions held
2:00–4:00 p.m. Central Time

Cost: $1,295
CUNA Volunteer Network members receive a $100 discount.
CUNA Council members receive a $100 discount.

Please note: Only one discount valid per webinar registration.

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About This Event

Take a thorough look at current regulations and prepare for the opportunity to earn your CUCE designation. This eSchool will help credit union compliance professionals gain a solid understanding of the current regulatory environment and understand what is required to keep their credit union in compliance with those regulations.

This eSchool will also allow attendees to study and prepare for the Credit Union Compliance Expert (CUCE) optional examination. After completing this training and successfully completing the optional proctored exam, attendees will earn their CUNA Credit Union Compliance Expert (CUCE) designation.

Complete instructions on the testing process can be found here.

Also Available

Can't attend at this time? Click here for the archived version.

Class Schedule

Just interested in a specific session? Select individual sessions are available as webinars for only $438 each. Click here to see a list of related webinars you can register for.

Sep 25, 2012 Mortgage Lending Regulations: Parts 1 & 2, Part 1
Oct 2, 2012 Mortgage Lending Regulations: Parts 1 & 2, Part 2
Oct 9, 2012 Consumer Lending Regulations: Parts 1 & 2, Part 1
Oct 16, 2012 Consumer Lending Regulations: Parts 1 & 2, Part 2
Oct 23, 2012 NCUA Requirements and Guidance: Parts 1 & 2, Part 1
Oct 30, 2012 NCUA Requirements and Guidance: Parts 1 & 2, Part 2
Nov 6, 2012 Deposit Account Regulations: Parts 1 & 2, Part 1
Nov 13, 2012 Deposit Account Regulations: Parts 1 & 2, Part 2
Nov 20, 2012 General Operations Regulations: Parts 1 & 2, Part 1
Nov 27, 2012 General Operations Regulations: Parts 1 & 2, Part 2

Topics & Objectives

Class 1: September 25, 2012 & Class 2: October 2, 2012
Mortgage Lending Regulations
  • Real Estate Settlement Procedures Act
  • Home Mortgage Disclosure Act
  • Fair Housing Act
  • Flood Disaster Protection Act
  • Homeowner's Protection Act
  • Secondary Mortgage Markets
  • SAFE Act – Mortgage Lending Staff Registration
Class 3: October 9, 2012 & Class 4: October 16, 2012
Consumer Lending Regulations
  • Regulation Z – Truth in Lending
  • Regulation B – Equal Credit Opportunity Act
  • Servicemember's Civil Relief Act
  • Fair Credit Reporting Act
  • Fair Debt Collection Practices Act
  • NCUA Business Lending Regulation
  • Primary NCUA Lending Regulations
  • UCC Article 9
Class 5: October 23, 2012 & Class 6: October 30, 2012
NCUA Requirements & Guidance
  • Overview of NCUA
  • Federal Share Insurance
  • Management Issues
  • Field of Membership
  • Supervisory Committee
  • Credit Union Service Organizations
Class 7: November 6, 2012 & Class 8: November 13, 2012
Deposit Account Regulations
  • Truth in Savings
  • Regulation D – Reserve Requirements of Depository Institutions
  • Regulation E – Electronic Funds Transfer Act
  • Regulation CC – Availability of Funds and Collection of Checks
  • UCC Articles 3 & 4 – Negotiable Instruments, Bank Deposits and Collections
  • Regulation J and UCC Article 4A – Funds Transfers
Class 9: November 20, 2012 & Class 10: November 27, 2012
General Operations Regulations
  • Bank Bribery Act
  • Right to Financial Privacy Act
  • Bank Secrecy Act
  • IRS Information & Reporting
  • Privacy Regulations
  • Office of Foreign Assets Control
  • Electronic Signatures in the Global and National Commerce Act

Who Should Attend

This eSchool is beneficial for compliance staff who are new to compliance, need an overview of all compliance areas, or anyone interested in an in-depth study of the regulations affecting credit union operations. It is also a convenient way to earn your CUCE designation without having to travel.

Affiliation with CUNA/League is required for attendance.

Instructors

Bill Klewin

Bill is director, Regulatory Compliance in the Lending Solutions area of the CUNA Mutual Group in Madison, Wisconsin. In that role, he is responsible for consumer regulatory compliance for LOANLINER, loanliner.com, and other products.

Bill is nationally known for his expertise in consumer lending and operations. He is recognized as the nation's expert on open-end multi-featured lending. He has spoken at numerous conferences focusing on credit union and financial institution issues, was a main teacher in a team chosen by the NCUA to train state and federal examiners in consumer lending, and is a regular contributor and columnist in various publications on lending related issues.

Bill joined CUNA Mutual in 1986 as assistant counsel and has held various positions in CUNA Mutual's Legal Department and business areas. Before joining CUNA Mutual, Bill maintained a private practice, concentrating on commercial and business law.

He graduated magna cum laude from the University of Wisconsin in 1978 with a BA in History and received his Juris Doctor in 1981. He is a member of both the Wisconsin and American Bar Associations.

Bill served for 11 years on the board of directors of a Madison based credit union, including two years as chair of the board.

The CUNA Mutual Group is headquartered at the Credit Union Center in Madison, Wisconsin, and provides insurance and financial services to credit unions and their members throughout the world.


Tyler Parker

Tyler is a nationally recognized speaker on financial institution operational and compliance topics, who over the last 20 years has taught compliance programs for 45 Credit Union Leagues, the Credit Union National Association (CUNA), the National Credit Union Administration (NCUA) and numerous credit unions and financial institutions.


Kristen Tatlock, CUCE

Kristen is Vice President of COMPASS 4 CUs, LLC, a credit union service organization owned by Belvoir FCU, where Kristen serves as senior compliance officer. COMPASS specializes in providing compliance and regulatory assistance to credit unions of all sizes. Kristen began her career with COMPASS in February 2011. Prior to joining the COMPASS team, she was the compliance and regulatory affairs director for the Virginia Credit Union League for more than 20 years. Kristen was responsible for providing compliance assistance to credit unions through publications, training and direct contacts. She developed all of the compliance training programs used by league staff and served as the liaison to the league’s Regulatory Response Committee and Resolutions Committee.

Kristen is a CUNA certified Credit Union Compliance Expert (CUCE) and a certified Bank Secrecy Act Compliance Specialist (BSACS). She has presented programs for CUNA’s national Regulatory Compliance Schools, as well as the Delaware, Georgia, Kentucky, Montana, North Carolina, Ohio, South Carolina and Virginia Leagues.


Jami Weems

Jami serves as a senior compliance officer for PolicyWorks. She works with individual credit unions to develop, update and administer their compliance programs. In addition, Jami is a resource for credit unions to bring compliance questions, and she develops and delivers tools to assist credit unions in meeting their ongoing compliance responsibilities.

Jami has spent the last 15 years serving credit unions in various capacities. She served as an examiner for the Iowa Division of Credit Unions, was the chief financial officer for a credit union and most recently served on a credit union board of directors. Prior to joining PolicyWorks, Jami was employed with Iowa College Student Aid Commission as their finance director.


Cancellations

Cancellations received in writing (via fax 608-231-4327) before the end of business on September 17, 2012 are eligible for a refund of the amount paid minus a $200 administrative fee. No refunds will be granted for cancellation requests received after September 17, 2012. Substitutions are accepted anytime prior to the start of the program at no additional cost. Simply fax event and contact information, listing the new participant and who they will be replacing. Cancellation fees do not apply for free or complimentary programs.

For more program content information, call 800-356-9655, ext. 4249, or e-mail training@cuna.coop.

For registration questions, call 800-356-9655, ext. 4400, or e-mail reginfo@cuna.coop.




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CUNA Center for Professional Development is committed to providing a quality learning experience with cutting-edge topics and expert instructors. If for some reason you are not fully satisfied, contact us and we'll provide you a full tuition refund or credit.

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