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CUNA Regulatory Compliance School: Update
August 15–19, 2010Boston, MA
Cost: $1,295
CUNA Council members receive a $100 discount.
Expand allAbout This Event
Details for the 2011 CUNA Regulatory Compliance School are being developed. Request to be notified when more details are available.
Attend this annual review to stay current on what's happening in the world of compliance. During this school, you'll hear from industry experts on the compliance challenges they see facing credit unions. Plus, you can participate in a discussion where you'll hear and share tips to help conquer these challenges at your credit union. A study session and exam time will be provied to give you an opportunity to recertify your Credit Union Compliance Expert Certification (CUCE).
Topics discussed at this school include:
- Regulatory & Advocacy Update
- Mortgage Lending Updates & Current Issues
- FACTA - What's New for 2010?
- Regulation Z Update & Other Consumer Lending Issues
- Adjusting to the New Overdraft, Gift Card & ACH Rules for 2010
- Regulation CC Update & Advanced Check & Payment Issues
- Current Compliance Issues in Fraud
Is it time for you to recertify your CUCE designation?
Simply complete 30 hours of continued compliance training within the three-year certification period and pass an exam that focuses on regulatory changes to recertify your CUCE. By attending this school, you will gain 23 hours of continuing education credits that you can use towards the 30 required for the CUCE recertification (22 if you do not attend the CUCE study session). Attend this school's recertification study session Monday evening and take the exam on Wednesday evening. For more information on recertification, click here.
Also Available
Also available as an eSchool
For more information, click here
Location Information
CUNA Regulatory Compliance School: Update: August 15–19, 2010
CUNA Compliance Fundamentals Seminar: August 14–15, 2010
CUNA Regulatory Compliance School: Introduction: August 15–20, 2010
WESTIN COPLEY PLACE
10 Huntington Ave
Boston, MA 02116-5707
Phone: (617) 262-9600
Fax: (617) 424-7483
Room rates: $195 per night for single/double occupancy*
Hotel Reservation Deadline: July 23, 2010
Delta Airlines is pleased to offer special discounted airfare for CUNA. To reserve your tickets at the discounted rate, please visit www.delta.com/booking and enter meeting event code NM7EF. Then complete the booking process. Or, call Delta Meeting Network® Reservations at 800-328-1111, Monday through Friday, 7:30 a.m. - 7:30 p.m. (Central Time), and refer to File Meeting code NM7EF.
Preview the schedule
Topics & Objectives
Regulatory & Advocacy Update (remote broadcast from CUNA Washington)
- Hear why 2010 is going to be a year where there will be a lot of activity on capital hill that will affect credit union compliance
- Get an update on what’s coming your way from Kathy Thompson, CUNA senior vice president and associate general counsel and Ryan Donovan, CUNA vice president of Legislative Affairs
Regulatory Update
- Hear why 2011 is going to be a year where there will be a lot of activity on Capitol Hill that will affect credit union compliance topics
- Get an up-to-the-minute briefing on the current and pending regulatory issues facing credit unions from Kathy Thompson, CUNA senior vice president and associate general council
Regulatory Update
- Hear why 2011 is going to be a year where there will be a lot of activity on Capitol Hill that will affect credit union compliance topics
- Get an up-to-the-minute briefing on the current and pending regulatory issues facing credit unions from Kathy Thompson, CUNA senior vice president and associate general council
Regulatory Update
- Hear why 2011 is going to be a year where there will be a lot of activity on Capitol Hill that will affect credit union compliance topics
- Get an up-to-the-minute briefing on the current and pending regulatory issues facing credit unions from Kathy Thompson, CUNA senior vice president and associate general council
Regulatory Update
- Hear why 2011 is going to be a year where there will be a lot of activity on Capitol Hill that will affect credit union compliance topics
- Get an up-to-the-minute briefing on the current and pending regulatory issues facing credit unions from Kathy Thompson, CUNA senior vice president and associate general council
Mortgage Lending Updates & Current Issues
- Identify Regulation Z changes
- Learn about the home valuation code of conduct and what it requires
- Examine changes in the appraisal process
- Review the new good faith estimate and settlement statements
- Discover new marketing requirements
- Learn about the S.A.F.E. Act and when it applies
Mortgage Lending Update
- Learn about Regulation Z and mortgage lending
- Identify appraisal requirements
- Review SAFE Act requirements and the registration process
- Explore the Real Estate Settlement Procedures Act (RESPA)
- Learn about the Home Mortgage Disclosure Act (HMDA)
- Discover other breaking mortgage lending issues
Mortgage Lending Update
- Learn about Regulation Z and mortgage lending
- Identify appraisal requirements
- Review SAFE Act requirements and the registration process
- Explore the Real Estate Settlement Procedures Act (RESPA)
- Learn about the Home Mortgage Disclosure Act (HMDA)
- Discover other breaking mortgage lending issues
Mortgage Lending Update
- Learn about Regulation Z and mortgage lending
- Identify appraisal requirements
- Review SAFE Act requirements and the registration process
- Explore the Real Estate Settlement Procedures Act (RESPA)
- Learn about the Home Mortgage Disclosure Act (HMDA)
- Discover other breaking mortgage lending issues
Mortgage Lending Update
- Learn about Regulation Z and mortgage lending
- Identify appraisal requirements
- Review SAFE Act requirements and the registration process
- Explore the Real Estate Settlement Procedures Act (RESPA)
- Learn about the Home Mortgage Disclosure Act (HMDA)
- Discover other breaking mortgage lending issues
FACTA – What’s New for 2010?
- Identify when to provide risk-based pricing notices
- Learn the definition of “material terms” and “materially less favorable” and when they apply
- Review the model notices and an alternative to providing the notice
Regulation Z Update & Other Consumer Lending Issues
- Uncover new changes to the credit disclosure rules
- Hear an update on other changes to multi-featured open-end lending
- Identify required disclosures for account opening tables, periodic statements and change in terms
- Explore substantive limitations on open-end loans
- Hear about the proposed changes to HELOC disclosures and their affect on your loan business
Regulation Z Update & Other Consumer Lending Updates
- Review the ongoing Credit CARD Act issues
- Hear about indirect lending issues
- Examine the current and upcoming Regulation Z consumer lending compliance deadlines
- Identify other breaking consumer lending issues
Regulation Z Update & Other Consumer Lending Updates
- Review the ongoing Credit CARD Act issues
- Hear about indirect lending issues
- Examine the current and upcoming Regulation Z consumer lending compliance deadlines
- Identify other breaking consumer lending issues
Regulation Z Update & Other Consumer Lending Updates
- Review the ongoing Credit CARD Act issues
- Hear about indirect lending issues
- Examine the current and upcoming Regulation Z consumer lending compliance deadlines
- Identify other breaking consumer lending issues
Regulation Z Update & Other Consumer Lending Updates
- Review the ongoing Credit CARD Act issues
- Hear about indirect lending issues
- Examine the current and upcoming Regulation Z consumer lending compliance deadlines
- Identify other breaking consumer lending issues
Advanced Check & Account Issues
- Effects of the Dodd-Frank Act
- Review advanced account contract issues
- Get an update on agent, power of attorney, representative payee issues
- Hear an update on trust, business and organization account, payable on death issues
Advanced Check & Account Issues
- Effects of the Dodd-Frank Act
- Review advanced account contract issues
- Get an update on agent, power of attorney, representative payee issues
- Hear an update on trust, business and organization account, payable on death issues
Advanced Check & Account Issues
- Effects of the Dodd-Frank Act
- Review advanced account contract issues
- Get an update on agent, power of attorney, representative payee issues
- Hear an update on trust, business and organization account, payable on death issues
Advanced Check & Account Issues
- Effects of the Dodd-Frank Act
- Review advanced account contract issues
- Get an update on agent, power of attorney, representative payee issues
- Hear an update on trust, business and organization account, payable on death issues
Adjusting to the New Overdraft, Gift Card & ACH Rules for 2010
- Review the new Regulation E overdraft rules
- Examine gift card dormancy and fees and the CREDIT Card Act
- Learn about new privacy disclosures
- Discover the new ACH authorization and return rules
Bank Secrecy Act Update
- Identify the latest guidance and advisories issued by FinCEN
- Examine the recent regulatory changes and proposals
- Discuss the latest guidance and advisories issued by OFAC
Bank Secrecy Act Update
- Identify the latest guidance and advisories issued by FinCEN
- Examine the recent regulatory changes and proposals
- Discuss the latest guidance and advisories issued by OFAC
Bank Secrecy Act Update
- Identify the latest guidance and advisories issued by FinCEN
- Examine the recent regulatory changes and proposals
- Discuss the latest guidance and advisories issued by OFAC
Bank Secrecy Act Update
- Identify the latest guidance and advisories issued by FinCEN
- Examine the recent regulatory changes and proposals
- Discuss the latest guidance and advisories issued by OFAC
Regulation CC Update & Advanced Check & Payment Issues
- Explore the effects of the elimination of non-local checks
- Review the issues with remotely created drafts
- Learn about the liability theory of "good faith" claims
- Examine stop payment vs. lost check issues
Compliance Research & Resources
- Learn where to find the answers to those tricky compliance issues
- Discover where to find those resources and how to use them
- Take home some valuable internet resource links
Compliance Research & Resources
- Learn where to find the answers to those tricky compliance issues
- Discover where to find those resources and how to use them
- Take home some valuable internet resource links
Compliance Research & Resources
- Learn where to find the answers to those tricky compliance issues
- Discover where to find those resources and how to use them
- Take home some valuable internet resource links
Compliance Research & Resources
- Learn where to find the answers to those tricky compliance issues
- Discover where to find those resources and how to use them
- Take home some valuable internet resource links
Current Compliance Issues in Fraud
- Examine privacy obligations and data loss scenarios
- Learn identity theft red flag requirements
- Discuss vendor management essentials
- Discover how to build a breach notification system
- Explore how to identify and prevent loan fraud
- Learn how to recoup your fraud losses
NCUA Update
- Hear what’s on the mind of the regulatory agency
NCUA Update
- Hear what’s on the mind of the regulatory agency
NCUA Update
- Hear what’s on the mind of the regulatory agency
NCUA Update
- Hear what’s on the mind of the regulatory agency
Compliance Hot Topics – A Wrap Up
- Discuss pending proposed regulations
- Identify late breaking regulatory changes not already discussed
Compliance Hot Topics – A Wrap Up
- Discuss pending proposed regulations
- Identify late breaking regulatory changes not already discussed
Compliance Hot Topics – A Wrap Up
- Discuss pending proposed regulations
- Identify late breaking regulatory changes not already discussed
Compliance Hot Topics – A Wrap Up
- Discuss pending proposed regulations
- Identify late breaking regulatory changes not already discussed
Examination Hot Buttons: Are You Prepared for Your Next Exam?
- Discuss the exam hot buttons you need to be aware of
- Identify what the examiners see as “red flags”
- Learn how to be prepared for your next exam
- Discover how to respond to your examiner’s concerns
Examination Hot Buttons: Are You Prepared for Your Next Exam?
- Discuss the exam hot buttons you need to be aware of
- Identify what the examiners see as “red flags”
- Learn how to be prepared for your next exam
- Discover how to respond to your examiner’s concerns
Examination Hot Buttons: Are You Prepared for Your Next Exam?
- Discuss the exam hot buttons you need to be aware of
- Identify what the examiners see as “red flags”
- Learn how to be prepared for your next exam
- Discover how to respond to your examiner’s concerns
Examination Hot Buttons: Are You Prepared for Your Next Exam?
- Discuss the exam hot buttons you need to be aware of
- Identify what the examiners see as “red flags”
- Learn how to be prepared for your next exam
- Discover how to respond to your examiner’s concerns
Ask the Experts
- Ask the panel of credit union compliance experts questions that have been keeping you on edge this year
- Clarify questions that have come to mind during the school
Ask the Experts
- Ask the panel of credit union compliance experts questions that have been keeping you on edge this year
- Clarify questions that have come to mind during the school
Ask the Experts
- Ask the panel of credit union compliance experts questions that have been keeping you on edge this year
- Clarify questions that have come to mind during the school
Ask the Experts
- Ask the panel of credit union compliance experts questions that have been keeping you on edge this year
- Clarify questions that have come to mind during the school
Who Should Attend
Affiliation with CUNA/League is required for attendance.
CPE Credits
What past attendees say
"I gained a majority of my compliance knowledge just by attending the initial compliance school and the updates. Every time I go I learn something new and the staff always makes sure the presentation information is as current as it can be."
"I have pages of compliance points to check on and many things to implement! The teachers are excellent and full of knowledge. They are very willing to answer any questions that come up."
"Every person interprets the regulations differently and networking with others helps you to all get on the same page, so-to-speak, and reinforces what we all do on a daily basis."
"It was a good experience for me. I always hear about the dreaded "compliance training", but it was really enlightening and I enjoyed it."
Instructors
Mary-Lou Heighes, CUCE
Mary-Lou has been involved in the credit union movement since 1989. She has been involved in all areas of credit union operations: general operations, marketing, collections, lending and compliance. She is a CUNA Certified Credit Union Compliance Expert (CUCE) and is president of Compliance Plus, Inc., which provides strategic planning, training, compliance and consulting services to credit unions. Mary-Lou was the senior research and information consultant for the California/Nevada Credit Union League for seven years and since founding her company in 2000, has provided training for credit unions and leagues around the country. Prior to her tenure at the league, she spent five years in the credit union trenches.
Kathleen Thompson
Kathleen is senior vice president and associate general counsel for the Credit Union National Association. For almost 30 years, she has represented credit unions before the National Credit Union Administration, the Federal Reserve Board, the Treasury Department, the Federal Trade Commission, and other federal agencies. She is currently focusing her efforts on increasing CUNA's compliance information to leagues and credit unions, and on providing assistance in the drafting of legislation and the preparation of testimony for Congress. Kathleen appears regularly before credit union groups to discuss current congressional and regulatory events and to present compliance seminars.
Woody Hodgdon, CUCE, BSACS
Woody is the founder of W & D Adventures, LLC and Regulations A-Z & More. He has been a national compliance presenter for more than 17 years and recently retired from Addison Avenue Federal Credit Union after 28 years. Woody was most recently the national compliance manager at Addison Avenue and was located in their Loveland, Colorado branch. He spent three years as an agent for CUNA Mutual in northern Colorado prior to starting his management career with credit unions. Woody has been involved in credit union management, operations, marketing and compliance issues for more than 30 years and has also held jobs as interim credit union manager, vice president of operations, branch manager, marketing manager, collection & compliance manager and senior loan officer.
Bill Klewin
Bill is director of Regulatory Compliance for CUNA Mutual Group in Madison, Wisconsin. In that role, he is responsible for issues involving regulatory compliance, lending and lending insurance.
Bill joined CUNA Mutual Group in 1986 as Assistant Counsel. After 10 years in the Legal Division, he was named vice president and managing director of CUNA Mutual Group’s Lending Lab and product leader for LOANLINER and the Student Loan Network. He rejoined the Legal Division in 2007.
Prior to joining CUNA Mutual Group, Bill maintained a private practice, concentrating on commercial and business law.
Bill is nationally known for his expertise in consumer lending and operations. He is recognized as the nation’s expert on open-end multi-featured lending. He has spoken at numerous conferences focusing on credit union and financial institution issues. Bill was a main teacher in a team chosen by the NCUA to train state and federal examiners in consumer lending, and he is a regular contributor and columnist in various publications on lending-related issues.
Tyler Parker
Tyler is a nationally recognized speaker on financial institution operational and compliance topics, who over the last 20 years has taught compliance programs for 45 Credit Union Leagues, the Credit Union National Association (CUNA), the National Credit Union Administration (NCUA) and numerous credit unions and financial institutions.
David Reed
Attorney, author, consultant and nationally recognized speaker, David is a partner in the law firm of Reed and Jolly, PLLC and founder of CU Doctor, a full service credit union consulting practice. Through Reed and Jolly, David provides guidance to credit unions concerning a variety of matters including the establishment and revision of credit union policies and procedures, organizational compliance, collections, security, contractual agreements, regulatory matters and corporate governance.
David is particularly noted as an expert in the areas of credit union operations, bankruptcy and collections. He has been selected to train NCUA Field Examination and Audit Staff on numerous issues including ID Theft Red Flags, S.A.F.E Act, Third Party Contract Management and Bankruptcy matters.
Ryan Donovan
Ryan joined the Credit Union National Association (CUNA) as vice president of Legislative Affairs in September 2007. Combining his experiences as a Congressional staff member and credit union league employee, Ryan is responsible for the coordination and supervision of the activities of CUNA’s lobbying team which represents the interests of the credit union movement before both houses of Congress.
Prior to joining CUNA, Ryan worked for the California and Nevada Credit Union Leagues as director of Federal Government Affairs. He also served as a member of the Congressional staffs of Representative Brad Sherman (D-CA) and former House Democratic Leader Richard A. Gephardt (D-MO).
During his tenure in Representative Sherman’s office, Ryan quickly rose through the ranks from legislative assistant to become chief of staff and legislative director. Ryan staffed Representative Sherman on the House Financial Services Committee and worked on legislation that moved through the committee including Check 21, the Fair and Accurate Credit Transaction (FACT) Act, Sarbanes-Oxley, and the Financial Services Regulatory Relief Act. As the Congressman’s chief of staff, he also had responsibility for the day-to-day operation of the Washington Congressional office.
Bruce Jolly
Bruce, a former CUNA Washington counsel, has been involved in legislative and regulatory changes affecting credit unions since the 1980s. He was actively involved in truth-in-lending reform, electronic fund transfer rule implementation and a host of other mission critical rules and regulations. He has been a fixture in compliance training for credit unions, written on compliance topics extensively and recently formed Reed & Jolly PLLC with David Reed to make their combined experience readily available across the United States. He serves as outside counsel to the National Association of State Credit Union Supervisors and is admitted to the state bars of North Carolina, Virginia, the District of Columbia and Maryland. Bruce thinks the key to compliance training is to make the topic understandable using concrete examples of compliance concerns to illustrate the points being made.
Cancellations
For more program content information, call 800-356-9655, ext. 4249, or e-mail training@cuna.coop.
For registration questions, call 800-356-9655, ext. 4400, or e-mail reginfo@cuna.coop.
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