Auditing 101 – Introduction to Conducting Reviews for New Compliance Officers webinar

Auditing 101 – Introduction to Conducting Reviews for New Compliance Officers webinar
Date:
10/27/2021
Time:
1:00 P.M. - 2:30 P.M. CT
Product Code:
EW102721-2
Speaker:
  • $219.00
    CUNA Member Price
  • Non Member Price $438.00
  • Learn how to become a member here: cuna.org/join

 
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One of the best ways to get a feel for your credit union's compliance program is to conduct compliance reviews or audits of different areas of operations.

A compliance audit is a comprehensive evaluation of a credit union’s adherence to regulatory guidelines. Its purpose is to identify problems and weaknesses BEFORE they are detected by examiners, or even worse, members or members’ attorneys. This webinar will provide an overview of the tools and resources available for conducting a compliance review as well as areas to review and questions to ask.

During this webinar, you will:

  • Gain an understanding of the importance of a compliance review
  • Review compliance audit/review resources
  • Review policies, procedures, and practices
  • Report the results of your review
  • Develop a compliance audit schedule

This webinar is part of CUNA Introduction to Compliance eSchool which starts October 13, 2021. CUNA members gain access to the entire series for $595.

Who Should Attend

This webinar is beneficial for new compliance officers, chief compliance officers, compliance, legal, risk management staff, internal auditors, operations staff and CEOs of small credit unions.

Also Available

All live event registrations include credit union access to the recorded event. You may also purchase the recorded event separately. Click here to see more about purchasing the recorded event.

This webinar is available to CUNA Training Bundle users at no additional cost.

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